Our Services

Online Authorised Representatives Manual

An online Authorised Representatives Manual consisting of advice policies and procedures and is complemented by tools to assist you in operating a compliant business and meeting associated ongoing obligations.

Templates & Tools

Access to a range of easy-to-use advice templates and documentation to help you provide compliant advice to your clients and increase the efficiency of your back office.

Compliance Document Review

Support and assistance with reviewing your templates and documents to help you ensure your documents and materials meet regulatory requirements.

Compliance Communications

Compliance related updates regarding legislation changes, regulation and best practice.

Phone & Email Compliance Support

Support is available by phone or email to assist you with day-to-day compliance or advice process related questions.

Complaints Handling Support

Guidance and support is available to assist you in assessing and managing client complaints in a timely and effective manner.

ASIC Enquiry Support

We can provide you with guidance and support when you need to respond to regulator enquiries.

Practice & Adviser Reviews

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Kaplan Ontrack

Ontrack is an online training, tracking and planning solution for the ongoing professional development requirements of the financial services industry.

PortfolioConstruction Forum Conference

The PortfolioConstruction Forum Conference aims to facilitate debate on the markets, strategies and investing.  Presented in Sydney each August, the two-day program features 35+ intensive, objective, interactive sessions and more than 40 carefully selected local and international portfolio construction experts.

Approved Products List

Our Investment Committee manages the Approved Product List (APL) and the assessment of requests to add additional products.

Asset Allocation & Risk Profiling Tools

Our Risk Profile Questionnaire enables Advisers to help clients understand the importance of asset allocation in investment portfolios.

Morningstar Adviser Research Centre

Morningstar® Adviser Research Centre™ provides the latest Morningstar investment research, data, market reports, and tools to help users build meaningful relationships with clients.  Financial advisers, brokers, and other financial professionals can use this website to find appropriate investments and make portfolio recommendations.

Brokerage Collection, Reconciliation & Payment

We provide revenue collection, reconciliation and distribution services for our Authorised Representatives.

Professional Indemnity Insurance

Private Wealth obtains Professional Indemnity (PI) insurance cover for the activities of our Authorised Representatives.